-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CwbruFwCk69MFlDU25EUKUtR5feuRWQmiQT192QH38nvHGMw2holkwpRdoh+65T5 N/FQ+Jn/ossVkMzIpj4lXg== 0001011034-04-000078.txt : 20040823 0001011034-04-000078.hdr.sgml : 20040823 20040823122655 ACCESSION NUMBER: 0001011034-04-000078 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040823 DATE AS OF CHANGE: 20040823 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GLOBAL CASINOS INC CENTRAL INDEX KEY: 0000727346 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 870340206 STATE OF INCORPORATION: UT FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-39496 FILM NUMBER: 04991252 BUSINESS ADDRESS: STREET 1: 5455 SPINE ROAD STREET 2: SUITE C CITY: BOULDER STATE: CO ZIP: 80301 BUSINESS PHONE: 303-527-2903 MAIL ADDRESS: STREET 1: 5455 SPINE ROAD STREET 2: SUITE C CITY: BOULDER STATE: CO ZIP: 80301 FORMER COMPANY: FORMER CONFORMED NAME: MORGRO CHEMICAL CO DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NEUMAN CLIFFORD L ESQ CENTRAL INDEX KEY: 0001047503 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 1507 PINE ST CITY: BOULDER STATE: CO ZIP: 80302 BUSINESS PHONE: 3034492100 MAIL ADDRESS: STREET 1: 1507 PINE ST CITY: BOULDER STATE: CO ZIP: 80302 SC 13D 1 cln13d.htm

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13D

Under the Securities Exchange Act of 1934
(Amendment No. _______)*

Global Casinos, Inc.
(Name of Issuer)

         Common Stock         
(Title of Class of Securities)

           379-31N 204           
(CUSIP Number)

Clifford L. Neuman, Esq.
1507 Pine Street
Boulder, Colorado 80302
               (303) 449-2100                    
(Name, Address and Telephone Number of Person Authorized
to Receive Notices and Communications)

                                            August 19, 2004                                            
(Date of Event which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [  ].

Check the following box if a fee is being paid with this statement [  ]. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class. (See Rule 13d-7).

NOTE: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent.

* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

SCHEDULE 13D

CUSIP NO.    379-31N 204          

(1)      Names of Reporting Persons, S.S. or I.R.S. Identification Nos. of Above Persons

      Clifford L. Neuman

(2)      Check the Appropriate Box if a Member       (a) [  ]
           of a Group*                                                  (b) [  ]

(3)      SEC Use Only

(4)      Source of Funds*   

(5)      Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e)

(6)      Citizenship or Place of Organization

           U.S.A.

Number of Shares

(7) Sole Voting Power      305,000      

 

Beneficially Owned

(8) Shared Voting Power  200,000       

 

by Each Reporting

(9) Sole Dispositive Power   305,000    

 

Person With

(10)Shared Dispositive Power    200,000   

 

(11)      Aggregate Amount Beneficially Owned by Each Reporting Person

            505,000 shares

(12)      Check if the Aggregate Amount in the Row (11) Excludes Certain Shares* [  ]

(13)      Percent of Class Represented by Amount in Row (11)               17.8%          

(14)      Type of Reporting Person*      IN

*SEE INSTRUCTION BEFORE FILLING OUT!

ITEM 1.      SECURITY AND ISSUER

       The class of securities to which this statement relates is common stock, par value $.05 per share (the "Common Stock") of Global Casinos, Inc., a Utah corporation. The address of the principal executive offices of the Company is 5455 Spine Road, Suite C, Boulder, Colorado 80301.

ITEM 2.      IDENTITY AND BACKGROUND

       (a)-(c)      This Statement is being filed by Clifford L. Neuman, whose address is 1507 Pine Street, Boulder, Colorado 80302. Mr. Neuman is a director of and serves as legal counsel to the Company.

        (d)-(f)  The natural person referred to above is a United States Citizen. During the last five years, he has not been (i) convicted in any criminal proceeding (excluding traffic violations or similar misdemeanors) or (ii) been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.

ITEM 3.      SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION

       On August 19, 2004, Mr. Neuman purchased 100,000 shares of the Issuer's common stock as restricted securities at a price of $.20 per share. The purchase price of $20,000 was paid by a credit of $20,000 against the outstanding open account payable by the Company to Mr. Neuman for past legal services.

       On August 19, 2004, Mr. Neuman was granted options exercisable to purchase an aggregate of 100,000 shares of common stock at an exercise price of $.10 per share (the "Options") in consideration of his service as a director of the Company since 1997.

ITEM 4.       PURPOSE OF TRANSACTION

       The shares were acquired by Mr. Neuman for investment. Mr. Neuman reserves the right to acquire additional shares of the Issuer, either in open market purchases or in private transactions. While Mr. Neuman serves a member of the board of directors of the Issuer, the shares have not been acquired for the specific purpose of influencing control of the Issuer.

ITEM 5.      INTEREST IN SECURITIES OF THE ISSUER

       (a)       At the close of business on August 19, 2004, Mr. Neuman beneficially owned 505,000 shares of Common Stock of the Company.

                  Mr. Neuman would be deemed the beneficial owner, within the meaning of Rule 13d-3 under the Exchange Act, of an aggregate of 505,000 shares of Common Stock. Those securities consist of 205,000 shares of common stock and the Options owned directly by Mr. Neuman, 100,000 shares of common stock held of record by Ratna Enterprises, LLC and 100,000 shares of common stock held of record by Sovereign Capital, LLC. Mr. Neuman shares voting and investment power with his wife with respect to the shares held of record by Ratna Enterprises, LLC and Sovereign Capital, LLC. Those securities represent 17.8% of the issued and outstanding shares of Common Stock of the Company, calculated in accordance with Rule 13d-1 under the Exchange Act.

       (b)      Mr. Neuman has the sole voting and dispositive power with respect to all of the Options and 205,000 shares of Common Stock, and shared voting and investment power with respect to 200,000 shares of common stock, identified in Item 5(a) above.

       (c)     The following shares of Common Stock were acquired by Mr. Neuman in the past 60 days:

 

Date

Consideration

Number of Shares

 

August 19, 2004

$.20 per share

100,000

                Mr. Neuman has not sold any shares of common stock during the past sixty (60) days.

       (d)      Not applicable.

       (e)      Not applicable.

ITEM 6.

CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO THE SECURITIES OF THE ISSUER

       None.

ITEM 7.        MATERIAL TO BE FILED AS EXHIBITS

       None.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

   August 23, 2004                          
(Date)

 

/s/ Clifford L. Neuman                        
(Signature)

 

Clifford L. Neuman             
(Name/Title)

-----END PRIVACY-ENHANCED MESSAGE-----